专利挖掘与专利布局教学课件.ppt

1、-1-2011/7/15车专利挖掘与专利布局 车慧中 博士工信联合(北京)知识产权咨询公司-2-2011/7/15车主讲人 车慧中博士工信联合(北京)知识产权咨询有限公司技术副总(台湾)冠亚智财股份有限公司技术长兼副总经理全国中小企业人才公共服务平台/知识产权服务中心副主任学历：科技管理博士、机械工程硕士、机械工程本科资历/经历：入选Whos Who 2011入选2000 Outstanding Intellectuals of the 21st CenturySCI学术期刊IEEE Transactions on Knowledge and Data Engineering审查委员斐陶斐荣誉

2、学会会员美国化学学会会员(台湾)中国机械工程学会正级永久会员(台湾)中华萃思(TRIZ)学会永久会员暨理事(台湾)中华系统性创新学会永久会员(台湾)中华大学科技管理系、元智大学机械工程系兼任助理教授(台湾)工业技术研究院技术移转中心专案经理、专利工程师-3-2011/7/15车内容大纲 1.专利挖掘 2.专利布局规划-4-2011/7/15车1.专利挖掘WhatWhyWhoWhereWhenHow-5-2011/7/15车专利挖掘的what专利挖掘的几个意义意义A 从日常工作(研发、制造、)当中挖掘出具有专利性(实用性、新颖性、创造性)的技术而申请专利。意义B 挖掘出具有市场潜力、但尚未形成专

3、利红海的技术项目而进行专利申请与布局。意义C 挖掘且创造出让竞争对手头疼的项目，而进行专利申请与布局。-6-2011/7/15车专利挖掘的why知识经济的时代，专利不是万能，没有专利却万万不能。建立企业整体的专利意识，从各个角落同步保护知识产权。主张专利权较主张商业秘密容易，降低因同业挖角造成技术外流的影响资源有限而欲望无穷，当研发资源有限的时候，必须把有限的资源(研发资源)妥善运用在最有价值的地方分金定位、采矿、钻油；锁定目标、事半功倍及早掌握技术优势、通过专利布局建构专利壁垒、建立市场竞争优势。-7-2011/7/15车专利挖掘的who市场人员知识产权人员研发人员-8-2011/7/15车

4、专利挖掘的WhenA.anytimeB.市场/技术尚未成熟时-9-2011/7/15车专利挖掘的WhereClean room市场信息学术论文专利数据库研发原型机(雏型机)试量产量产开拓通路销售市场信息专利专利论文领先指标落后指标专利-10-2011/7/15车专利挖掘的How(1)灵感法(2)脑力风暴法(3)心智绘图法(4)曼陀罗法(5)专利地图法(6)TRIZ-11-2011/7/15车(1)脑力风暴法脑力风暴法(brainstorming,BS)指一群人互相激荡，像点燃鞭炮一样，在很短的时间内产生大量的点子。最后再从量中取质，从大量点子中间挑选出最佳方案。原则一：暂缓批判，因为批评有抑制

5、的作用 原则二：欢迎自由联想 原则三：鼓励利用并改善他人的构想(搭便车理论)，延伸、结合、改良别人的想法。操作技巧 一个接一个 停止-继续 分组讨论 分组竞赛-12-2011/7/15车(1)改良式脑力风暴法笔记式脑力风暴法(MBS法)主持人提示主题 出席者每个人将构想写在纸上(10分钟)每个人宣读与说明构想15个 主持人写在白板 其它人受到启发之后也可以写在自己的纸上，稍后宣读与说明 随时进行改良 尽量提出全部构想 主持人进行归纳 就归纳出的几个方案进行评估与讨论-13-2011/7/15车(2)心智绘图(mind map)心智绘图(mind map)放射式思考 打开心灵自由通道的方法-14

6、-2011/7/15车(3)曼陀罗法利用一幅九宫格图，将主题写在中央，然后把由主题所引发的各种想法或联想写在其余的八个圈内。子题A子题B子题C子题H主题子题D子题G子题F子题E-15-2011/7/15车以曼陀罗法思考专利运用方案保护自己产品的制造与销售许可独家许可非独家许可许可费权利金发起诉讼赔偿金和解金大欺小(排除竞争者)构筑专利池加快技术发展收许可费专利运用避免诉讼恐怖平衡以专利做技术入股花小钱赚大钱买卖专利自己做找人做拍卖、团购操作股价使自己股价上升让对手股价下跌-16-2011/7/15车(3)改良式曼陀罗法子题A子题B子题CABC子题HH主题D子题DGFE子题G子题F子题E-17-

7、2011/7/15车(4)专利地图分析法?Garbage in,garbage out.-18-2011/7/15车以曼陀罗法规划Patent Map3.Management Chart4.Citation Chart5.Technology Distribution Chart2.Patent SiftPatent Map6.Claim Chart1.Patent Search8Patent ValuationPatent Evaluation7.Technology Forecasting-19-2011/7/15车(4)专利地图分析法-1专利检索 To get right patents

8、 Garbage in,garbage out.专利管理图 发展趋势 竞争地区、竞争公司、key person专利引证图 Key patents(高影响力专利、高进步性专利)技术发展脉络(Skeleton)专利技术图 技术分布 技术功效布局矩阵 研发与市场策略权利要件图 Design around;Invent around.-20-2011/7/15车(4)专利地图分析法-2法律地图 法律状态(Legal Status)缴费维护状态、转让、授权、许可状态 家族地图(Family Map)File wrapper 搜集禁止反悔证据 Infringement analysis Design ar

9、ound;invent around.诉讼地图 两造攻防策略 对付Patent Troll-21-2011/7/15车(4)专利地图分析法-3财务地图 专利强度评估(Patent Evaluation)专利价值评估(Patent Valuation)科技预测 以专利数量预测未来技术发展技术领域虽有不同，专利地图的分析方法相同。专利地图是一种选择，不是一种规则。分析方法很多，需选择最合适有效的分析方法。软件只是专利地图的一部分，不是全部。分析师的专业是其中关键。地图是死的，分析师是活的，重点在于分析师如何分析地图所呈现的信息。-22-2011/7/15车(5)TRIZTRIZ 俄文(Theori

10、a Resheneyva Isobretatelskehuh Zadach，创新问题解决理论)的缩写。TRIZ之父：Genrich Altshuller1946 年，TRIZ 创始人Altshuller 任职于前苏联海军专利局担任专利审核员，在专利的审核作业中，他察觉到任何一种技术系统的创新过程中都是有其一定的型态与过程。Altshuller挑出 40,000 件被视为具有较佳创新方法的专利，来探索其解决之道与运用方法，企图从其中归纳出基本原则与型态。每一个具有创新的专利，基本上都是在解决需求冲突的问题，也就是所谓的矛盾。有改善，就有恶化解决这些冲突的解决方案被一再使用。如果发明家拥有解决方案

11、的知识，创新发明的工作将会更为容易。-23-2011/7/15车(5)TRIZ的基础与工具TRIZ的基础 系统 矛盾 创新的5种等级 理想化原理 系统演进的8种模式TRIZ的主要工具 39个特性参数、40个发明原则、矛盾矩阵 物质-场分析模型 ARIZ分析步骤-24-2011/7/15车2.专利布局规划没有布局的专利只是一盘散沙经过布局后的专利才是混凝土-25-2011/7/15车神木-26-2011/7/15车九节芒-27-2011/7/15车通过布局以后的专利从单一申请地区看 高度的产品相关性。高度的技术相关性。高度相似的权利请求特征。从国际申请来看 具有绵密的同族专利网络。全球同族专利

12、主张国际优先权 美国同族专利 Continuation Application(继续申请案)Continuation-in-Part Application(部分继续申请案)Divisional Application(分割案)-28-2011/7/15车专利布局的战略战略A 地方包围中央、乡村包围城市战略B 权利要求同时布局到产品与方法战略C 权利要求同时从小组件布局到大系统战略D 权利要求同时从核心组件布局到应用产品-29-2011/7/15车专利布局的战略-AABC基础专利核心专利ABCDABCEABCFABCGABCHABD地方包围中央乡村包围城市-30-2011/7/15车专利布局的

13、战略-B制作方法产品权利要求同时布局到产品与方法侵权举证容易对应之金额较高侵权举证不易对应之金额较低-31-2011/7/15车专利布局的战略-C系统小组件权利要求同时从小组件布局到大系统侵权举证容易对应之金额高侵权举证困难对应之金额低机构(模块)设备-32-2011/7/15车专利布局的战略-D(前言)应用产品(前言)核心组件权利要求同时从核心组件布局到应用产品侵权举证容易对应之金额高侵权举证困难对应之金额低成品-33-2011/7/15车专利布局战略APCB油墨喷涂机地方包围中央、乡村包围城市-34-2011/7/15车专利布局的战略-AABC基础专利核心专利ABCDABCEABCFABC

14、GABCHABD地方包围中央乡村包围城市-35-2011/7/15车实用新型是好武器中国专利法第二十二条 授予专利权的发明和实用新型，应当具备新颖性、创造性和实用性。新颖性 该发明或者实用新型不属于现有技术；也没有任何单位或者个人就同样的发明或者实用新型在申请日以前向国务院专利行政部门提出过申请，并记载在申请日以后公布的专利申请文件或者公告的专利文件中。创造性 与现有技术相比，该发明具有突出的实质性特点和显着的进步，该实用新型具有实质性特点和进步。实用性 该发明或者实用新型能够制造或者使用，并且能够产生积极效果。-36-2011/7/15车PCB油墨喷涂机-37-2011/7/15车9件专利构

15、成专利布局9 patents 138 claims 27 independent claims(27种结构组成)(只有一种会实施)-38-2011/7/15车专利布局战略B无纺布权利要求同时布局到产品与方法-39-2011/7/15车专利布局的战略-B制作方法产品权利要求同时布局到产品与方法侵权举证容易对应之金额较高侵权举证不易对应之金额较低-40-2011/7/15车权利要求(US 410)1.A drylaid nonwoven material comprising bicomponent fibres each fibre comprising:A)a high melting pol

16、yolefin component;and B)a low melting polyolefin component 1)having a melting point at least 4 DEG C.lower than the melting point of said high melting polyolefin component,2)constituting at least a part of the surface of said bicomponent fibre,and 3)comprising a non-grafted polyolefin component and

17、a grafted polyolefin component a)wherein said grafted polyolefin component has been grafted with an unsaturated dicarboxylic acid or an anhydride thereof.-41-2011/7/15车权利要求(US 410)12.A method for producing a drylaid nonwoven material,comprising forming a fibrous web using dry lay nonwoven equipment,

18、the web comprisingbicomponent fibres each fibre comprising:A)a high melting polyolefin component;and B)a low melting polyolefin component 1)having a melting point at least 4 DEG C.lower than the melting point of said high melting polyolefin component,2)constituting at least a part of the surface of

19、said biocomponent fibre,and 3)comprising a non-grafted polyolefin component and a grafted polyolefin component a)wherein said grafted polyolefin component has been grafted with an unsaturated dicarboxylic acid or an anhydride thereof,-42-2011/7/15车专利布局战略C二板式射出成形机的卡榫机构-43-2011/7/15车专利布局的战略-C系统小组件权利要求

20、同时从小组件布局到大系统侵权举证容易对应之金额高侵权举证困难对应之金额低机构(模块)设备-44-2011/7/15车二板式射出成形机之卡榫机构1.一种二板式射出成形机之卡榫机构，包括有 一卡榫，.；以及 一套筒，.。11.一种二板式射出成形机之锁模装置，包括有一卡榫机构，其特征在于该卡榫机构.21.一种二板式射出成形机，包括有一基座与锁模装置，该锁模装置包括有一卡榫机构，其特征在于该卡榫机构.-45-2011/7/15车专利布局战略B,CLCD侧边锁合装置权利要求同时布局到产品与方法权利要求同时从小组件布局到大系统-46-2011/7/15车专利布局的战略-B制作方法产品权利要求同时布局到产品

21、与方法侵权举证容易对应之金额较高侵权举证不易对应之金额较低-47-2011/7/15车专利布局的战略-C系统小组件权利要求同时从小组件布局到大系统侵权举证容易对应之金额高侵权举证困难对应之金额低机构(模块)设备-48-2011/7/15车LGs US5835139-49-2011/7/15车具体问题传统的作法，用四颗螺丝正面锁住液晶面板的外框锁得很牢，但是造成外框太厚了.-50-2011/7/15车a second support framea first support frame上框套在下框内把4个螺丝改从侧边通过下框锁住上框。简单！搞定！-51-2011/7/15车Claim 11.A

22、liquid crystal display device comprising:a liquid crystal panel with a display area and having front and back surfaces and a first plurality of edges;a light unit with a second plurality of edges joined with the liquid crystal panel;a first support frame(190)supporting the light unit and having a po

23、rtion that extends parallel to at least one edge of the light unit;a second support frame(400)coupled to the portion of the first frame;an outer casing(500),and a fastening part(430,410a,410b,410c)joining together the first and second support frames(190,400)and the outer casing(500)through the porti

24、on(410a)of the first support frame(190)that is coupled to the second support frame(400).螺丝在这里专利主题是液晶显示器-52-2011/7/15车权利要求 11.A liquid crystal display device comprising:a liquid crystal panel with a display area and having front and back surfaces and a first plurality of edges;a light unit with a sec

25、ond plurality of edges joined with the liquid crystal panel;a first support frame(190)supporting the light unit and having a portion that extends parallel to at least one edge of the light unit;a second support frame(400)coupled to the portion of the first frame;an outer casing(500),and a fastening

26、part(430,410a,410b,410c)joining together the first and second support frames(190,400)and the outer casing(500)through the portion(410a)of the first support frame(190)that is coupled to the second support frame(400).专利主题是液晶显示器-53-2011/7/15车权利要求 5&85.A portable computer comprising:a liquid crystal dis

27、play device having a display surface and a first plurality of side edges;a body having an input device;a cover,coupled to an edge of the body,having a second plurality of side edges,anda fastening unit attaching the first plurality of side edges of the liquid crystal display device to the second plu

28、rality of side edges of the cover,the liquid crystal display device being mounted to the cover.8.A portable computer comprising:a liquid crystal display device having a first side edge;a body having an input device;a cover joined with the body and having a second side edge,anda fastening unit joinin

29、g together the liquid crystal display device and the cover through the first and second side edges of the liquid crystal display device and the cover,respectively.专利主题是NB专利主题是NB-54-2011/7/15车权利要求 99.A liquid crystal display device comprising:a first support frame having a first fastening member at a

30、 side edge of the first support frame;a reflector unit adjacent the first support frame;a light source adjacent to the reflector unit;a light guide unit adjacent the reflector unit;a protection unit adjacent the light guide unit;a prism unit adjacent the protection unit;a diffuser unit adjacent the

31、prism unit;a liquid crystal panel adjacent the diffuser unit,anda second support frame having a second fastening member at a side edge of the second support frame,wherein the reflector unit,the protection unit,the prism unit,and the diffuser unit,the liquid crystal panel are between the first and se

32、cond support frame,and the first and second support frames are attached to each other through the first and second fastening members only through the side edges of the first and second support frames.专利主题是液晶显示器-55-2011/7/15车LGs US5926237-56-2011/7/15车权利要求独立项1.A method of forming a liquid crystal dis

33、play device6.A method of assembling a portable computer comprising a liquid crystal display 9.A method of assembling a portable computer comprising a liquid crystal display device10.A method of forming a liquid crystal display device15.A method of forming a liquid crystal display device 25.A method

34、of forming a liquid crystal display device35.A method of making a liquid crystal display device45.A method of making a portable computer54.A method of making a portable computer专利主题是显示器制作方法专利主题是NB的制作方法-57-2011/7/15车LGs US6002457-58-2011/7/15车专利主题是液晶显示器1.A liquid crystal display device5.A liquid crys

35、tal display device9.A liquid crystal display device13.A liquid crystal display device18.A liquid crystal display device23.A liquid crystal display device comprising the steps of Product by process 权利要求33.A liquid crystal display device37.A liquid crystal display device-59-2011/7/15车LGs US6020942-60-

36、2011/7/15车专利主题是NB1.A portable computer4.A portable computer10.A portable computer13.A portable computer14.A portable computer23.A portable computer-61-2011/7/15车LGs US6373537-62-2011/7/15车专利主题是LCD&NB1.A liquid crystal display device2.A liquid crystal display device mountable to a housing7.A portable

37、 computer 12.A portable computer-63-2011/7/15车LGs US6456343-64-2011/7/15车防松之增强构件-65-2011/7/15车权利要求 1&121.A liquid crystal display device,comprising:a main supporter holding a backlight unit and a liquid crystal display panel,a top case enclosing a top edge and a side edge of the liquid crystal displ

38、ay panel,and a side edge of the main supporter,wherein said top case includes a hole;an inserting nut press formed in said hole,anda screw threaded into said inserting nut,wherein said screw fixes said top case to said main supporter such that said liquid crystal display panel is retained in said ma

39、in supporter.12.A method of assembling a liquid crystal display device,comprising:installing a backlight unit and a liquid crystal display panel in an interior chamber of a main supporter;inserting an inserting nut in a predefined hole in a side edge of a top case;press forming said inserting nut su

40、ch that the inserting nut is retained in the predefined hole;locating the top case on the main supporter such that the liquid crystal display panel has a top edge and a side edge protected by the top case and such that the inserting nut is aligned with a recess in the main supporter,andfixing the to

41、p case and the main supporter together by threading a screw into the inserting nut,wherein the liquid crystal display panel is retained in the main supporter.-66-2011/7/15车LGs US6512558-67-2011/7/15车-68-2011/7/15车-69-2011/7/15车专利主题是LCM1.A display module-housing assembly comprising:a liquid crystal f

42、lat display module for displaying images;a display housing having a front housing and a rear housing,the front housing being fitted to the front of the flat display module,and the rear housing being fitted to the rear of the flat display module,anda coupler for coupling the front housing to the rear

43、 housing to fix the flat display module directly between the front housing and the rear housing,wherein the flat display module includes a backlight part for emitting light,and a liquid crystal panel part for receiving the light from the backlight part to display images,andwherein the liquid crystal

44、 panel part is directly attached to the front housing,and the backlight part is directly attached to the rear housing.-70-2011/7/15车权利要求 1111.A kit for assembling a display module-housing assembly for a liquid crystal flat display module,the kit comprising:a front housing part configured to be fitte

45、d to the front of the flat display module;a rear housing part configured to be fitted to the rear of the flat display module,anda coupling part configured to couple the front housing part to the rear housing part to fix the flat display module directly between the front housing part and the rear hou

46、sing part,wherein the flat display module includes a backlight part for emitting light,and a liquid crystal panel part for receiving the light from the backlight part to display images,andwherein the front housing part is configured to directly attach to the liquid crystal panel part,and the rear ho

47、using part is configured to directly attach to the backlight part.-71-2011/7/15车专利布局由7件专利构成专利布局 Filed from 3 JUL 1997 to 28 DEC 200135个权利要求独立项 A LCD A method of making a LCD device A portable computer A method of making a portable computer A kit for assembling a display module-housing assembly for a

48、 LCD module目的 简单的创意，独特的发明，强大的专利布局 扩大诉讼之求偿基础与许可谈判之能力 获取的权利金远超过专利申请费用-72-2011/7/15车专利布局战略D板块状音响设备权利要求同时从核心组件布局到应用产品-73-2011/7/15车专利布局的战略-D(前言)应用产品(前言)核心组件权利要求同时从核心组件布局到应用产品侵权举证容易对应之金额高侵权举证困难对应之金额低成品-74-2011/7/15车-75-2011/7/15车-76-2011/7/15车-77-2011/7/15车-78-2011/7/15车-79-2011/7/15车-80-2011/7/15车-81-20

49、11/7/15车-82-2011/7/15车-83-2011/7/15车-84-2011/7/15车-85-2011/7/15车-86-2011/7/15车-87-2011/7/15车-88-2011/7/15车-89-2011/7/15车-90-2011/7/15车-91-2011/7/15车-92-2011/7/15车-93-2011/7/15车全球827个同族专利-94-2011/7/15车10 families in TWPersonal computing devices TW378300B B 2000-01-01 Active acoustic devices TW432889B

50、 B 2001-05-01 Acoustic devices etc.TW462199B B 2001-11-01 Acoustic device TW462201B B 2001-11-01 Loudspeakers TW462203B B 2001-11-01 Mid/high frequency loudspeaker drive unit TW462206B B 2001-11-01 Acoustic device TW465252B B 2001-11-21 Acoustic device TW475340B B 2002-02-01 Passenger vehicles TW487